SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Macrogenics, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

556099 10 9

(CUSIP Number)

December 31, 2013

(Date of Event Which Requires Filing of This Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures II, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

122,566

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

122,566

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

122,566

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

PN

 

Page 2 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures II-QP, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

1,110,529

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

1,110,529

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,110,529

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

4.4%

12.  

Type of Reporting Person (See Instructions)

 

PN

 

Page 3 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Germany

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

390,961

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

390,961

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

390,961

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

1.6%

12.  

Type of Reporting Person (See Instructions)

 

PN

 

Page 4 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM Asset Management Investors 2000B LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

25,568

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

25,568

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

25,568

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.1%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

Page 5 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures IV Strategic Fund, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

131,331

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

131,331

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

Page 6 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM Asset Management II, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,624,056*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,624,056*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,624,056*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

6.5%

12.  

Type of Reporting Person (See Instructions)

 

PN

 

* The shares are held as follows: 1,110,529 by MPM BioVentures II-QP, L.P. (“BV II QP”); 122,566 by MPM BioVentures II, L.P. (“BV II”); and 390,961 by MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG (“BV KG”). The Reporting Person is the direct general partner of BV II QP, BV II and BV KG.

 

Page 7 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM Asset Management II LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,624,056*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,624,056*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,624,056*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

6.5%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

* The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; and 390,961 by BV KG. The Reporting Person is the indirect general partner of BV II QP, BV II and BV KG.

 

Page 8 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures IV GP LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

131,331*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

131,331*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

* The shares are held by MPM BioVentures IV Strategic Fund, L.P. (“BV IV SF”). The Reporting Person is the direct general partner of BV IV SF.

 

Page 9 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

MPM BioVentures IV LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

131,331*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

131,331*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

* The shares are held by BV IV SF. The Reporting Person is the indirect general partner of BV IV SF.

 

Page 10 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Ansbert Gadicke

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,780,955*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,780,955*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,780,955*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

7.1%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held as follows: 1,110,529by BV II QP; 122,566 by BV II; 390,961 by BV KG; 25,568 by MPM Asset Management Investors 2000B BVII LLC (“AM 2000B”); and 131,331 by BV IV SF. MPM Asset Management II, L.P. (“AM LP”) and MPM Asset Management II LLC (“AM II LLC”) are the direct and indirect general partners of BV II QP, BV II and BV KG. MPM BioVentures IV LLC (“BV IV LLC”) and MPM BioVentures IV GP LLC (“BV IV GP LLC”) are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV SF.

 

Page 11 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Luke Evnin

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,780,955*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,780,955*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,780,955*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

7.1%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; 25,568 by AM 2000B; and 131,331 by BV IV SF. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV SF.

 

Page 12 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Nicholas Galakatos

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,649,624*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,649,624*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,649,624*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.6%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II. The Reporting Person is an investment manager of AM II LLC and AM 2000B.

 

Page 13 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Michael Steinmetz

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,649,624*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,649,624*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,649,624*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.6%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II. The Reporting Person is an investment manager of AM II LLC and AM 2000B.

 

Page 14 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Kurt Wheeler

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

1,649,624*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

1,649,624*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,649,624*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

6.6%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. The Reporting Person is an investment manager of AM II LLC and AM 2000B.

 

Page 15 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Todd Foley

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

131,331*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

131,331*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC.

 

Page 16 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

Vaughn Kalian

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

131,331*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

131,331*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC.

 

Page 17 of 27


CUSIP No. 556099 10 9

 

  1.   

Name of Reporting Persons

 

James Paul Scopa

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

 

(a)  ¨        (b)  x

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

0

   6.   

Shared Voting Power

 

131,331*

   7.   

Sole Dispositive Power

 

0

   8.   

Shared Dispositive Power

 

131,331*

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

131,331*

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.

 

Percent of Class Represented by Amount in Row (9)

 

0.5%

12.  

Type of Reporting Person (See Instructions)

 

IN

 

* The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC.

 

Page 18 of 27


CUSIP No. 556099 10 9

 

Item 1.

 

  (a) Name of Issuer

Macrogenics, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices

9640 Medical Center Drive

Rockville, MD 20850

Item 2.

 

  (a) Name of Person Filing

MPM BioVentures II, LP

MPM BioVentures II-QP, L.P.

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

MPM Asset Management Investors 2000B LLC

MPM BioVentures IV Strategic Fund, L.P.

MPM Asset Management II, L.P.

MPM Asset Management II LLC

MPM BioVentures IV GP LLC

MPM BioVentures IV LLC

Ansbert Gadicke

Luke Evnin

Nicholas Galakatos

Michael Steinmetz

Kurt Wheeler

Todd Foley

Vaughn Kailian

James Paul Scopa

 

  (b) Address of Principal Business Office or, if none, Residence

c/o MPM Capital LLC

The John Hancock Tower

200 Clarendon Street, 54th Floor

Boston, MA 02116

 

  (c) Citizenship

All entities were organized in Delaware except MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG, which was organized in Germany. The individuals are all United States citizens.

 

  (d) Title of Class of Securities

Common Stock

 

  (e) CUSIP Number

556099 10 9

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable

 

Page 19 of 27


Item 4. Ownership

 

  (a) Amount Beneficially Owned:

 

MPM BioVentures II, L.P.

     122,566   

MPM BioVentures II-QP, L.P.

     1,110,529   

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     390,961   

MPM Asset Management Investors 2000B LLC

     25,568   

MPM BioVentures IV Strategic Fund, L.P.

     131,331   

MPM Asset Management II, L.P.

     1,624,056 (1) 

MPM Asset Management II LLC

     1,624,056 (1) 

MPM BioVentures IV GP LLC

     131,331 (2) 

MPM BioVentures IV LLC

     131,331 (2) 

Ansbert Gadicke

     1,780,955 (3) 

Luke B. Evnin

     1,780,955 (3) 

Nicholas Galakatos

     1,649,624 (4) 

Michael Steinmetz

     1,649,624 (4) 

Kurt Wheeler

     1,649,624 (4) 

Todd Foley

     131,331 (5) 

Vaughn Kalian

     131,331 (5) 

James Paul Scopa

     131,331 (5) 

Percent of Class:

 

MPM BioVentures II, L.P.

     0.5

MPM BioVentures II-QP, L.P.

     4.4

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     1.6

MPM Asset Management Investors 2000B LLC

     0.1

MPM BioVentures IV Strategic Fund, L.P.

     0.5

MPM Asset Management II, L.P.

     6.5

MPM Asset Management II LLC

     6.5

MPM BioVentures IV GP LLC

     0.5

MPM BioVentures IV LLC

     0.5

Ansbert Gadicke

     7.1

Luke B. Evnin

     7.1

Nicholas Galakatos

     6.6

Michael Steinmetz

     6.6

Kurt Wheeler

     6.6

Todd Foley

     0.5

Vaughn Kalian

     0.5

James Paul Scopa

     0.5

 

Page 20 of 27


CUSIP No. 556099 10 9

 

  (b) Number of shares as to which the person has:

 

  (i) Sole power to vote or to direct the vote

 

MPM BioVentures II, L.P.

     122,566   

MPM BioVentures II-QP, L.P.

     1,110,529   

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     390,961   

MPM Asset Management Investors 2000B LLC

     25,568   

MPM BioVentures IV Strategic Fund, L.P.

     131,331   

MPM Asset Management II, L.P.

     0   

MPM Asset Management II LLC

     0   

MPM BioVentures IV GP LLC

     0   

MPM BioVentures IV LLC

     0   

Ansbert Gadicke

     0   

Luke B. Evnin

     0   

Nicholas Galakatos

     0   

Michael Steinmetz

     0   

Kurt Wheeler

     0   

Todd Foley

     0   

Vaughn Kalian

     0   

James Paul Scopa

     0   

 

  (ii) Shared power to vote or to direct the vote

 

MPM BioVentures II, L.P.

     0   

MPM BioVentures II-QP, L.P.

     0   

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     0   

MPM Asset Management Investors 2000B LLC

     0   

MPM BioVentures IV Strategic Fund, L.P.

     0   

MPM Asset Management II, L.P.

     1,311,339 (1) 

MPM Asset Management II LLC

     1,311,339 (1) 

MPM BioVentures IV GP LLC

     131,331 (2) 

MPM BioVentures IV LLC

     131,331 (2) 

Ansbert Gadicke

     1,780,955 (3) 

Luke B. Evnin

     1,780,955 (3) 

Nicholas Galakatos

     1,649,624 (4) 

Michael Steinmetz

     1,649,624 (4) 

Kurt Wheeler

     1,649,624 (4) 

Todd Foley

     131,331 (5) 

Vaughn Kalian

     131,331 (5) 

James Paul Scopa

     131,331 (5) 

 

Page 21 of 27


  (iii) Sole power to dispose or to direct the disposition of

 

MPM BioVentures II, LP

     122,566   

MPM BioVentures II-QP, L.P.

     1,110,529   

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     390,961   

MPM Asset Management Investors 2000B LLC

     25,568   

MPM BioVentures IV Strategic Fund, L.P.

     131,331   

MPM Asset Management II, L.P.

     0   

MPM Asset Management II LLC

     0   

MPM BioVentures IV GP LLC

     0   

MPM BioVentures IV LLC

     0   

Ansbert Gadicke

     0   

Luke Evnin

     0   

Nicholas Galakatos

     0   

Michael Steinmetz

     0   

Kurt Wheeler

     0   

Todd Foley

     0   

Vaughn Kalian

     0   

James Paul Scopa

     0   

 

  (iv) Shared power to dispose or to direct the disposition of

 

MPM BioVentures II, LP

     0   

MPM BioVentures II-QP, L.P.

     0   

MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG

     0   

MPM Asset Management Investors 2000B BVII LLC

     0   

MPM BioVentures IV Strategic Fund, L.P.

     0   

MPM Asset Management II, L.P.

     1,311,339 (1) 

MPM Asset Management II LLC

     1,311,339 (1) 

MPM BioVentures IV GP LLC

     131,331 (2) 

MPM BioVentures IV LLC

     131,331 (2) 

Ansbert Gadicke

     1,780,955 (3) 

Luke B. Evnin

     1,780,955 (3) 

Nicholas Galakatos

     1,649,624 (4) 

Michael Steinmetz

     1,649,624 (4) 

Kurt Wheeler

     1,649,624 (4) 

Todd Foley

     131,331 (5) 

Vaughn Kalian

     131,331 (5) 

James Paul Scopa

     131,331 (5) 

 

(1) The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; and 390,961 by BV KG. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG.
(2) The shares are held by BV IV SF. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF.
(3) The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 25,568 by AM 2000B; 390,961 by BV KG and 131,331 by BV IV SF. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV LLC.
(4) The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 25,568 by AM 2000B; and 390,961 by BV KG. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. The Reporting Person is an investment manager of AM II LLC and AM 2000B.
(5) The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC.

 

Page 22 of 27


Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not Applicable

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not Applicable

 

Item 8. Identification and Classification of Members of the Group

Not Applicable

 

Item 9. Notice of Dissolution of a Group

Not Applicable

 

Item 10. Certification

Not Applicable

 

Page 23 of 27


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 11, 2014

 

MPM BIOVENTURES II, L.P.     MPM BIOVENTURES II-QP, L.P.

By:

 

MPM Asset Management II, L.P.,

its General Partner

    By:  

MPM Asset Management II, L.P.,

its General Partner

By:  

MPM Asset Management II LLC,

its General Partner

    By:  

MPM Asset Management II LLC,

its General Partner

By:

 

/s/ Luke Evnin

    By:  

/s/ Luke Evnin

 

Name: Luke Evnin

Title: Investment Manager

     

Name: Luke Evnin

Title: Investment Manager

MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG     MPM ASSET MANAGEMENT INVESTORS 2000B LLC

By:

  MPM Asset Management II LP, in its capacity as the Special Limited Partner     By:  

/s/ Luke Evnin

Name: Luke Evnin

Title: Investment Manager

By:

 

MPM Asset Management II LLC, its General Partner

     

By:

 

/s/ Luke Evnin

     
 

Name: Luke Evnin

Title: Investment Manager

     

MPM BIOVENTURES IV STRATEGIC FUND, L.P.

     

By:

 

MPM BioVentures IV GP LLC,

its General Partner

     

By:

 

MPM BioVentures IV LLC,

its Managing Member

     

By:

 

/s/ Luke Evnin

     
 

Name: Luke Evnin

Title: Member

     

MPM ASSET MANAGEMENT II L.P.

    MPM ASSET MANAGEMENT II LLC

By:

 

MPM Asset Management II LLC, its General Partner

   

By:

 

/s/ Luke Evnin

By:

 

/s/ Luke Evnin

     

Name: Luke Evnin

Title: Investment Manager

 

Name: Luke Evnin

Title: Investment Manager

     

 

Page 24 of 27


MPM BIOVENTURES IV GP LLC

    MPM BIOVENTURES IV LLC

By:

 

MPM BioVentures IV LLC,

    By:  

/s/ Luke Evnin

  its Managing Member       Name: Luke Evnin
        Title: Member

By:

 

/s/ Luke Evnin

     

Name: Luke Evnin

Title: Member

     

/s/ Ansbert Gadicke

   

/s/ Luke Evnin

Ansbert Gadicke

    Luke Evnin

/s/ Nicholas Galakatos

   

/s/ Michael Steinmetz

Nicholas Galakatos

    Michael Steinmetz

/s/ Kurt Wheeler

   

/s/ Todd Foley

Kurt Wheeler

    Todd Foley

/s/ James Paul Scopa

   

/s/ Vaughn M. Kailian

James Paul Scopa

    Vaughn M. Kailian

EXHIBITS

 

A: Joint Filing Agreement

 

Page 25 of 27

EX-A

EXHIBIT A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Macrogenics, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.

In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 11th day of February, 2014.

 

MPM BIOVENTURES II, L.P.     MPM BIOVENTURES II-QP, L.P.

By:

 

MPM Asset Management II, L.P.,

its General Partner

    By:  

MPM Asset Management II, L.P.,

its General Partner

By:  

MPM Asset Management II LLC,

its General Partner

    By:  

MPM Asset Management II LLC,

its General Partner

By:

 

/s/ Luke Evnin

    By:  

/s/ Luke Evnin

 

Name: Luke Evnin

Title: Investment Manager

     

Name: Luke Evnin

Title: Investment Manager

MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG     MPM ASSET MANAGEMENT INVESTORS 2000B LLC

By:

  MPM Asset Management II LP, in its capacity as the Special Limited Partner     By:  

/s/ Luke Evnin

Name: Luke Evnin

Title: Investment Manager

By:

 

MPM Asset Management II LLC, its General Partner

     

By:

 

/s/ Luke Evnin

     
 

Name: Luke Evnin

Title: Investment Manager

     

MPM BIOVENTURES IV STRATEGIC FUND, L.P.

     

By:

 

MPM BioVentures IV GP LLC,

its General Partner

     

By:

 

MPM BioVentures IV LLC,

its Managing Member

     

By:

 

/s/ Luke Evnin

     
 

Name: Luke Evnin

Title: Member

     

MPM ASSET MANAGEMENT II L.P.

    MPM ASSET MANAGEMENT II LLC

By:

 

MPM Asset Management II LLC, its General Partner

   

By:

 

/s/ Luke Evnin

By:

  /s/ Luke Evnin      

Name: Luke Evnin

Title: Investment Manager

 

 

Name: Luke Evnin

Title: Investment Manager

     

 

Page 26 of 27


MPM BIOVENTURES IV GP LLC     MPM BIOVENTURES IV LLC
By:   MPM BioVentures IV LLC,     By:  

/s/ Luke Evnin

  its Managing Member     Name:   Luke Evnin
      Title:   Member
By:  

/s/ Luke Evnin

     
Name:   Luke Evnin      
Title:   Member      

/s/ Ansbert Gadicke

    /s/ Luke Evnin

Ansbert Gadicke

    Luke Evnin

/s/ Nicholas Galakatos

    /s/ Michael Steinmetz

Nicholas Galakatos

    Michael Steinmetz

/s/ Kurt Wheeler

    /s/ Todd Foley

Kurt Wheeler

    Todd Foley
/s/ James Paul Scopa     /s/ Vaughn M. Kailian
James Paul Scopa     Vaughn M. Kailian

 

Page 27 of 27