UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )*
Macrogenics, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
556099 10 9
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures II, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
122,566 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
122,566 | |||||
8. | Shared Dispositive Power
0 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
122,566 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
Page 2 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures II-QP, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
1,110,529 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
1,110,529 | |||||
8. | Shared Dispositive Power
0 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,110,529 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
4.4% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
Page 3 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Germany | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
390,961 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
390,961 | |||||
8. | Shared Dispositive Power
0 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
390,961 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
1.6% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
Page 4 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM Asset Management Investors 2000B LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
25,568 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
25,568 | |||||
8. | Shared Dispositive Power
0 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
25,568 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.1% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
Page 5 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures IV Strategic Fund, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
131,331 | ||||
6. | Shared Voting Power
0 | |||||
7. | Sole Dispositive Power
131,331 | |||||
8. | Shared Dispositive Power
0 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
Page 6 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM Asset Management II, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,624,056* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,624,056* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,624,056* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
6.5% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
* | The shares are held as follows: 1,110,529 by MPM BioVentures II-QP, L.P. (BV II QP); 122,566 by MPM BioVentures II, L.P. (BV II); and 390,961 by MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG (BV KG). The Reporting Person is the direct general partner of BV II QP, BV II and BV KG. |
Page 7 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM Asset Management II LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,624,056* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,624,056* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,624,056* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
6.5% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
* | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; and 390,961 by BV KG. The Reporting Person is the indirect general partner of BV II QP, BV II and BV KG. |
Page 8 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures IV GP LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
131,331* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
131,331* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
* | The shares are held by MPM BioVentures IV Strategic Fund, L.P. (BV IV SF). The Reporting Person is the direct general partner of BV IV SF. |
Page 9 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
MPM BioVentures IV LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
131,331* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
131,331* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
* | The shares are held by BV IV SF. The Reporting Person is the indirect general partner of BV IV SF. |
Page 10 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Ansbert Gadicke | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,780,955* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,780,955* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,780,955* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
7.1% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held as follows: 1,110,529by BV II QP; 122,566 by BV II; 390,961 by BV KG; 25,568 by MPM Asset Management Investors 2000B BVII LLC (AM 2000B); and 131,331 by BV IV SF. MPM Asset Management II, L.P. (AM LP) and MPM Asset Management II LLC (AM II LLC) are the direct and indirect general partners of BV II QP, BV II and BV KG. MPM BioVentures IV LLC (BV IV LLC) and MPM BioVentures IV GP LLC (BV IV GP LLC) are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV SF. |
Page 11 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Luke Evnin | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,780,955* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,780,955* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,780,955* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
7.1% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; 25,568 by AM 2000B; and 131,331 by BV IV SF. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV SF. |
Page 12 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Nicholas Galakatos | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,649,624* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,649,624* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,649,624* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
6.6% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II. The Reporting Person is an investment manager of AM II LLC and AM 2000B. |
Page 13 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Michael Steinmetz | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,649,624* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,649,624* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,649,624* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
6.6% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II. The Reporting Person is an investment manager of AM II LLC and AM 2000B. |
Page 14 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Kurt Wheeler | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
1,649,624* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
1,649,624* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
1,649,624* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
6.6% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 390,961 by BV KG; and 25,568 by AM 2000B. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. The Reporting Person is an investment manager of AM II LLC and AM 2000B. |
Page 15 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Todd Foley | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
131,331* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
131,331* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC. |
Page 16 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
Vaughn Kalian | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
131,331* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
131,331* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC. |
Page 17 of 27
CUSIP No. 556099 10 9
1. | Name of Reporting Persons
James Paul Scopa | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions)
(a) ¨ (b) x | |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
0 | ||||
6. | Shared Voting Power
131,331* | |||||
7. | Sole Dispositive Power
0 | |||||
8. | Shared Dispositive Power
131,331* | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
131,331* | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. |
Percent of Class Represented by Amount in Row (9)
0.5% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
* | The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC. |
Page 18 of 27
CUSIP No. 556099 10 9
Item 1.
(a) | Name of Issuer |
Macrogenics, Inc.
(b) | Address of Issuers Principal Executive Offices |
9640 Medical Center Drive
Rockville, MD 20850
Item 2.
(a) | Name of Person Filing |
MPM BioVentures II, LP
MPM BioVentures II-QP, L.P.
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG
MPM Asset Management Investors 2000B LLC
MPM BioVentures IV Strategic Fund, L.P.
MPM Asset Management II, L.P.
MPM Asset Management II LLC
MPM BioVentures IV GP LLC
MPM BioVentures IV LLC
Ansbert Gadicke
Luke Evnin
Nicholas Galakatos
Michael Steinmetz
Kurt Wheeler
Todd Foley
Vaughn Kailian
James Paul Scopa
(b) | Address of Principal Business Office or, if none, Residence |
c/o MPM Capital LLC
The John Hancock Tower
200 Clarendon Street, 54th Floor
Boston, MA 02116
(c) | Citizenship |
All entities were organized in Delaware except MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG, which was organized in Germany. The individuals are all United States citizens.
(d) | Title of Class of Securities |
Common Stock
(e) | CUSIP Number |
556099 10 9
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: |
Not applicable
Page 19 of 27
Item 4. | Ownership |
(a) | Amount Beneficially Owned: |
MPM BioVentures II, L.P. |
122,566 | |||
MPM BioVentures II-QP, L.P. |
1,110,529 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
390,961 | |||
MPM Asset Management Investors 2000B LLC |
25,568 | |||
MPM BioVentures IV Strategic Fund, L.P. |
131,331 | |||
MPM Asset Management II, L.P. |
1,624,056 | (1) | ||
MPM Asset Management II LLC |
1,624,056 | (1) | ||
MPM BioVentures IV GP LLC |
131,331 | (2) | ||
MPM BioVentures IV LLC |
131,331 | (2) | ||
Ansbert Gadicke |
1,780,955 | (3) | ||
Luke B. Evnin |
1,780,955 | (3) | ||
Nicholas Galakatos |
1,649,624 | (4) | ||
Michael Steinmetz |
1,649,624 | (4) | ||
Kurt Wheeler |
1,649,624 | (4) | ||
Todd Foley |
131,331 | (5) | ||
Vaughn Kalian |
131,331 | (5) | ||
James Paul Scopa |
131,331 | (5) |
Percent of Class:
MPM BioVentures II, L.P. |
0.5 | % | ||
MPM BioVentures II-QP, L.P. |
4.4 | % | ||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
1.6 | % | ||
MPM Asset Management Investors 2000B LLC |
0.1 | % | ||
MPM BioVentures IV Strategic Fund, L.P. |
0.5 | % | ||
MPM Asset Management II, L.P. |
6.5 | % | ||
MPM Asset Management II LLC |
6.5 | % | ||
MPM BioVentures IV GP LLC |
0.5 | % | ||
MPM BioVentures IV LLC |
0.5 | % | ||
Ansbert Gadicke |
7.1 | % | ||
Luke B. Evnin |
7.1 | % | ||
Nicholas Galakatos |
6.6 | % | ||
Michael Steinmetz |
6.6 | % | ||
Kurt Wheeler |
6.6 | % | ||
Todd Foley |
0.5 | % | ||
Vaughn Kalian |
0.5 | % | ||
James Paul Scopa |
0.5 | % |
Page 20 of 27
CUSIP No. 556099 10 9
(b) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote |
MPM BioVentures II, L.P. |
122,566 | |||
MPM BioVentures II-QP, L.P. |
1,110,529 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
390,961 | |||
MPM Asset Management Investors 2000B LLC |
25,568 | |||
MPM BioVentures IV Strategic Fund, L.P. |
131,331 | |||
MPM Asset Management II, L.P. |
0 | |||
MPM Asset Management II LLC |
0 | |||
MPM BioVentures IV GP LLC |
0 | |||
MPM BioVentures IV LLC |
0 | |||
Ansbert Gadicke |
0 | |||
Luke B. Evnin |
0 | |||
Nicholas Galakatos |
0 | |||
Michael Steinmetz |
0 | |||
Kurt Wheeler |
0 | |||
Todd Foley |
0 | |||
Vaughn Kalian |
0 | |||
James Paul Scopa |
0 |
(ii) | Shared power to vote or to direct the vote |
MPM BioVentures II, L.P. |
0 | |||
MPM BioVentures II-QP, L.P. |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 | |||
MPM Asset Management Investors 2000B LLC |
0 | |||
MPM BioVentures IV Strategic Fund, L.P. |
0 | |||
MPM Asset Management II, L.P. |
1,311,339 | (1) | ||
MPM Asset Management II LLC |
1,311,339 | (1) | ||
MPM BioVentures IV GP LLC |
131,331 | (2) | ||
MPM BioVentures IV LLC |
131,331 | (2) | ||
Ansbert Gadicke |
1,780,955 | (3) | ||
Luke B. Evnin |
1,780,955 | (3) | ||
Nicholas Galakatos |
1,649,624 | (4) | ||
Michael Steinmetz |
1,649,624 | (4) | ||
Kurt Wheeler |
1,649,624 | (4) | ||
Todd Foley |
131,331 | (5) | ||
Vaughn Kalian |
131,331 | (5) | ||
James Paul Scopa |
131,331 | (5) |
Page 21 of 27
(iii) Sole power to dispose or to direct the disposition of |
MPM BioVentures II, LP |
122,566 | |||
MPM BioVentures II-QP, L.P. |
1,110,529 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
390,961 | |||
MPM Asset Management Investors 2000B LLC |
25,568 | |||
MPM BioVentures IV Strategic Fund, L.P. |
131,331 | |||
MPM Asset Management II, L.P. |
0 | |||
MPM Asset Management II LLC |
0 | |||
MPM BioVentures IV GP LLC |
0 | |||
MPM BioVentures IV LLC |
0 | |||
Ansbert Gadicke |
0 | |||
Luke Evnin |
0 | |||
Nicholas Galakatos |
0 | |||
Michael Steinmetz |
0 | |||
Kurt Wheeler |
0 | |||
Todd Foley |
0 | |||
Vaughn Kalian |
0 | |||
James Paul Scopa |
0 |
(iv) | Shared power to dispose or to direct the disposition of |
MPM BioVentures II, LP |
0 | |||
MPM BioVentures II-QP, L.P. |
0 | |||
MPM BioVentures GmbH & Co. Parallel-Beteiligungs KG |
0 | |||
MPM Asset Management Investors 2000B BVII LLC |
0 | |||
MPM BioVentures IV Strategic Fund, L.P. |
0 | |||
MPM Asset Management II, L.P. |
1,311,339 | (1) | ||
MPM Asset Management II LLC |
1,311,339 | (1) | ||
MPM BioVentures IV GP LLC |
131,331 | (2) | ||
MPM BioVentures IV LLC |
131,331 | (2) | ||
Ansbert Gadicke |
1,780,955 | (3) | ||
Luke B. Evnin |
1,780,955 | (3) | ||
Nicholas Galakatos |
1,649,624 | (4) | ||
Michael Steinmetz |
1,649,624 | (4) | ||
Kurt Wheeler |
1,649,624 | (4) | ||
Todd Foley |
131,331 | (5) | ||
Vaughn Kalian |
131,331 | (5) | ||
James Paul Scopa |
131,331 | (5) |
(1) | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; and 390,961 by BV KG. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. |
(2) | The shares are held by BV IV SF. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF. |
(3) | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 25,568 by AM 2000B; 390,961 by BV KG and 131,331 by BV IV SF. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. BV IV LLC and BV IV GP LLC are the direct and indirect general partners of BV IV SF. The Reporting Person is an investment manager of AM II LLC and AM 2000B and a member of BV IV LLC. |
(4) | The shares are held as follows: 1,110,529 by BV II QP; 122,566 by BV II; 25,568 by AM 2000B; and 390,961 by BV KG. AM LP and AM II LLC are the direct and indirect general partners of BV II QP, BV II and BV KG. The Reporting Person is an investment manager of AM II LLC and AM 2000B. |
(5) | The shares are held by BV IV SF. BV IV LLC is the indirect general partner of BV IV SF. The Reporting Person is a member of BV IV LLC. |
Page 22 of 27
Item 5. | Ownership of Five Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨.
Item 6. | Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not Applicable
Item 8. | Identification and Classification of Members of the Group |
Not Applicable
Item 9. | Notice of Dissolution of a Group |
Not Applicable
Item 10. | Certification |
Not Applicable
Page 23 of 27
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2014
MPM BIOVENTURES II, L.P. | MPM BIOVENTURES II-QP, L.P. | |||||||
By: |
MPM Asset Management II, L.P., its General Partner |
By: | MPM Asset Management II, L.P., its General Partner | |||||
By: | MPM Asset Management II LLC, its General Partner |
By: | MPM Asset Management II LLC, its General Partner | |||||
By: |
/s/ Luke Evnin |
By: | /s/ Luke Evnin | |||||
Name: Luke Evnin Title: Investment Manager |
Name: Luke Evnin Title: Investment Manager | |||||||
MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG | MPM ASSET MANAGEMENT INVESTORS 2000B LLC | |||||||
By: |
MPM Asset Management II LP, in its capacity as the Special Limited Partner | By: | /s/ Luke Evnin Name: Luke Evnin Title: Investment Manager | |||||
By: |
MPM Asset Management II LLC, its General Partner |
|||||||
By: |
/s/ Luke Evnin |
|||||||
Name: Luke Evnin Title: Investment Manager |
||||||||
MPM BIOVENTURES IV STRATEGIC FUND, L.P. |
||||||||
By: |
MPM BioVentures IV GP LLC, its General Partner |
|||||||
By: |
MPM BioVentures IV LLC, its Managing Member |
|||||||
By: |
/s/ Luke Evnin |
|||||||
Name: Luke Evnin Title: Member |
||||||||
MPM ASSET MANAGEMENT II L.P. |
MPM ASSET MANAGEMENT II LLC | |||||||
By: |
MPM Asset Management II LLC, its General Partner |
By: |
/s/ Luke Evnin | |||||
By: |
/s/ Luke Evnin |
Name: Luke Evnin Title: Investment Manager | ||||||
Name: Luke Evnin Title: Investment Manager |
Page 24 of 27
MPM BIOVENTURES IV GP LLC |
MPM BIOVENTURES IV LLC | |||||||
By: |
MPM BioVentures IV LLC, |
By: | /s/ Luke Evnin | |||||
its Managing Member | Name: Luke Evnin | |||||||
Title: Member | ||||||||
By: |
/s/ Luke Evnin |
|||||||
Name: Luke Evnin Title: Member |
||||||||
/s/ Ansbert Gadicke |
/s/ Luke Evnin | |||||||
Ansbert Gadicke |
Luke Evnin | |||||||
/s/ Nicholas Galakatos |
/s/ Michael Steinmetz | |||||||
Nicholas Galakatos |
Michael Steinmetz | |||||||
/s/ Kurt Wheeler |
/s/ Todd Foley | |||||||
Kurt Wheeler |
Todd Foley | |||||||
/s/ James Paul Scopa |
/s/ Vaughn M. Kailian | |||||||
James Paul Scopa |
Vaughn M. Kailian |
EXHIBITS
A: | Joint Filing Agreement |
Page 25 of 27
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock of Macrogenics, Inc. and further agree that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement may be signed in counterparts.
In evidence whereof, the undersigned have caused this Agreement to be executed on their behalf this 11th day of February, 2014.
MPM BIOVENTURES II, L.P. | MPM BIOVENTURES II-QP, L.P. | |||||||
By: |
MPM Asset Management II, L.P., its General Partner |
By: | MPM Asset Management II, L.P., its General Partner | |||||
By: | MPM Asset Management II LLC, its General Partner |
By: | MPM Asset Management II LLC, its General Partner | |||||
By: |
/s/ Luke Evnin |
By: | /s/ Luke Evnin | |||||
Name: Luke Evnin Title: Investment Manager |
Name: Luke Evnin Title: Investment Manager | |||||||
MPM BIOVENTURES GMBH & CO. PARALLEL-BETEILIGUNGS KG | MPM ASSET MANAGEMENT INVESTORS 2000B LLC | |||||||
By: |
MPM Asset Management II LP, in its capacity as the Special Limited Partner | By: | /s/ Luke Evnin Name: Luke Evnin Title: Investment Manager | |||||
By: |
MPM Asset Management II LLC, its General Partner |
|||||||
By: |
/s/ Luke Evnin |
|||||||
Name: Luke Evnin Title: Investment Manager |
||||||||
MPM BIOVENTURES IV STRATEGIC FUND, L.P. |
||||||||
By: |
MPM BioVentures IV GP LLC, its General Partner |
|||||||
By: |
MPM BioVentures IV LLC, its Managing Member |
|||||||
By: |
/s/ Luke Evnin |
|||||||
Name: Luke Evnin Title: Member |
||||||||
MPM ASSET MANAGEMENT II L.P. |
MPM ASSET MANAGEMENT II LLC | |||||||
By: |
MPM Asset Management II LLC, its General Partner |
By: |
/s/ Luke Evnin | |||||
By: |
/s/ Luke Evnin | Name: Luke Evnin Title: Investment Manager | ||||||
Name: Luke Evnin Title: Investment Manager |
Page 26 of 27
MPM BIOVENTURES IV GP LLC | MPM BIOVENTURES IV LLC | |||||||
By: | MPM BioVentures IV LLC, | By: | /s/ Luke Evnin | |||||
its Managing Member | Name: | Luke Evnin | ||||||
Title: | Member | |||||||
By: | /s/ Luke Evnin |
|||||||
Name: | Luke Evnin | |||||||
Title: | Member | |||||||
/s/ Ansbert Gadicke |
/s/ Luke Evnin | |||||||
Ansbert Gadicke |
Luke Evnin | |||||||
/s/ Nicholas Galakatos |
/s/ Michael Steinmetz | |||||||
Nicholas Galakatos |
Michael Steinmetz | |||||||
/s/ Kurt Wheeler |
/s/ Todd Foley | |||||||
Kurt Wheeler |
Todd Foley | |||||||
/s/ James Paul Scopa | /s/ Vaughn M. Kailian | |||||||
James Paul Scopa | Vaughn M. Kailian |
Page 27 of 27